Running head: PRINTER MAINTENANCE PROGRAM EVALUATION PROPOSAL

 

 

 

 

 

 

 

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Printer Maintenance Program Evaluation Proposal

 

Anthony P. Niemann

 

University of Louisville

 

ELFH 606-50
Printer Maintenance Program Evaluation Proposal

Needs Assessment

            The Printer Maintenance Program in Kentucky is an important part of the resources provided for state government social workers to ensure that they can assist clients. The goal of this program is to provide a method to ensure that printers used by Cabinet for Health and Family Services (CHFS) employees are kept in proper working condition. The Office of Information Technology (OIT) is responsible for ensuring that services acquired through this program accomplish the goal. The program has a clear objective: Given CHFS offices located in 120 counties throughout the state of Kentucky, each having several printers attached to the network, OIT will use the Printer Maintenance Program to ensure that printers attached to the statewide network are maintained in proper working condition.      

            The structure and context of the program were delineated in previous years. Employees in the Department for Community Based Services (DCBS) include social workers who have responsibility to provide Kentucky residents with a variety of services. Services are provided by the following state agencies: Family Services (child support payments, adoptions, foster care, etc.); County Attorney; Child Support Services; Protection and Permanency (crimes against children, etc.); Commission for Children with Special Health Care Needs; and Inspector General. There are some specialized offices located only in Fayette, Franklin, and Jefferson counties. Examples of programs run by agencies that do not have offices located in every county include the hemophilia and HIV programs. It is essential that workers at all agencies print out applications and reports for their clients. It is also essential that reports and applications are confidential.

            If a printer develops a problem, a CHFS employee will call the OIT helpdesk and request service.  Technicians working for OIT helpdesk will temporarily set up an alternate printer that is not as conveniently located to the employee’s workspace as the original printer. OIT personnel generate a web-based request for service from IBM. IBM subcontracts the maintenance contract with Grumman. Grumman replaced Pomroy as subcontractors for the IBM Printer Maintenance Program in 2006. There were no changes in printer issues encountered as a result of the change in subcontractors.  

            The Printer Maintenance Program is being evaluated because of end user dissatisfaction, claims of inadequate repairs, and the possibility of inadvertent over-billing. The purpose of the evaluation is program improvement. Frustration on the part of some employees at offices throughout the state as well as OIT staff is high because results of efforts spent in obtaining service through the program are often unsatisfactory. Requests for services made by CHFS and OIT workers do not always translate into satisfactory resolution of problems by authorized IBM subcontractors unless repeated calls for service are placed. OIT workers must re-enter a “request for service” on the IBM website, which could result in over billing by IBM. Occasionally the OIT staff will replace a printer because timely service is not provided by IBM subcontractors. An evaluation of this program should provide a method to ensure that proper corrective maintenance activities are performed, the services are not over-billed, and frustration levels of CHFS and OIT employees are reduced.

Program Evaluation Plan

A participant-oriented approach was chosen to evaluate the Printer Maintenance program to insure that the needs of those who participated in this program were the cynosure in this evaluation (Fitzpatrick, Sanders, & Worthen, 2004; Scriven, 1991). This program has never been evaluated by an approach that had, as its primary objective, a review of the concerns and consequences of the participants. The program has been examined from a viewpoint of whether it met stated objectives, as well as whether it met the information needs of stakeholder managers. The participant-oriented approach was selected in order to evaluate the effect of this program on participants.

            According to Fitzpatrick (2004) Stake pioneered and favored the participant-oriented approach over a concern that evaluations had taken on “parochial, objectivist, mechanistic, and stagnant conceptions and methods” (cited in Fitzpatrick et al., 2004, p. 131). Stake saw this form of evaluation as a method that would allow for higher levels of responsiveness to the participants of the program being evaluated. Many researchers today favor using some variation of the participant-oriented approach for evaluation. Particularly critical in carrying out this evaluation approach is a reliance on naturalistic methodology. Proponents of this methodology have correctly pointed out the impropriety of many assumptions made by those who favor a more formal methodology that relies on a social science model (Scriven, 1991). The participant-oriented approach emphasizes qualitative data, rather that merely relying on quantitative data. It also emphasizes the human element in evaluation.

While I would not use the participant-oriented approach for evaluating all programs, it particularly fits the needs for evaluation of this specific program. As stated earlier, previous evaluations of the program utilized objectives-oriented and management-oriented approaches. Additional characteristics of using the participant-oriented evaluation approach have been highlighted as: dependent on inductive reasoning; data comes from many sources; the evaluation plan is developed for each program (not standardized); and results of evaluation often record multiple realities (Fitzpatrick et al., 2004). The participant-oriented approach is more responsive to printer users, taxpayers, and grass-root OIT workers who are concerned that the program is not effective. Stake (1975) suggested that there are two countenances of evaluation: description and judgment. His framework for the participant-oriented model was used because, “it relates more directly to program activities than to program intents” (as cited in Fitzpatrick et al., p. 136). The stakeholders in this program are:

  • Taxpayers – The people who ultimately pay for the program.
  • Clients – Clients are Kentucky residents who use Commonwealth of Kentucky services. They receive reports and applications that are printed by Cabinet for Health and Family Services (CHFS) employees.
  • CHFS employees – There are approximately 32,000 people who work for this cabinet in the state of Kentucky. Employees use network printers to provide Kentucky residents with reports and applications, as well as to perform other daily tasks.
  • OIT employees – There are approximately 100 OIT employees. They also work for the CHFS cabinet, and are responsible for ensuring that CHFS employees have printers that function correctly. They do this by requesting service on printers that require maintenance.
  • OIT management – This includes approximately 15 local and headquarters management personnel.
  • IBM Corporation – This company won the bidding process for the printer maintenance contract with the Commonwealth of Kentucky, and is responsible for ensuring that the terms of the maintenance agreement are fulfilled. They receive service requests from OIT employees on a secure website that they operate and generate work-orders for their sub-contractor, Northrop Grumman Corporation.
  • Northrop Grumman Corporation – This company is a sub-contractor for IBM Corporation. Referred to as Grumman, they provide technicians who install parts and perform corrective maintenance on printers that are experiencing problems.

Evaluations that use the participant-oriented approach often do not follow a standard plan (Fitzpatrick, et al., 2004). This is a formative evaluation because CHFS intends to insure that any problems found will be corrected, and maximum benefit to the Cabinet will be realized after recommendations have been implemented. The program has been in existence for many years and organizations throughout the country use programs similar to this one. This evaluation addresses problems that were pointed out in an earlier needs assessment. A list of survey questions were developed (Appendices A – E), although new questions may arise in the process of conducting this evaluation. Cronbach (1982) sees evaluations going through divergent and convergent phases. The divergent phase of this evaluation was conducted during the needs assessment. Survey questions were developed for five of the seven stakeholder groups. Survey questions were not developed for two of the seven groups - taxpayers and clients. It can be assumed that the first of these two groups, the taxpayer group, will always want to eliminate wasteful government spending, and that this is their main concern. It can be further assumed that the second of these two groups, the client group, is not critically affected as a result of printer malfunctions. Individual clients may experience a prolonged or delayed appointment for no more than 15 minutes with their case worker. This would be an abnormal situation that would be corrected as soon as the worker connected to another printer located in the vicinity of their office. Interviewing clients about printing issues would be more disruptive for the client than the slight delay of services.

Survey questions for this evaluation were developed for the five following stakeholder groups: CHFS employees; OIT employees; OIT management; IBM; and Grumman (Appendices A – E). Evaluation questions were developed to focus on perceived needs of the program that were identified in the needs assessment. There are three methods that will be used to obtain answers to questions: personal interviews; surveys; and data from existing IBM databases listed on a website that OIT technicians use to request printer service. This hard data will help to provide verification or refutation of responses to questions asked in surveys and interviews. As the IBM database information is proprietary, it must be excluded from this document. A matrix based on Cronbach’s work (1982) was developed by Fitzpatrick et al., (2004, p. 249, Figure 12.2) and was used as criteria for selecting evaluation questions. Survey questions will guide the evaluator in interviews with members of various groups. The interviews will allow a verbal give and take between the evaluator and groups that are personally interviewed.  Survey (interview) evaluation questions for various groups appear as follow: Appendix A – CHFS Employees; Appendix B – OIT Employees; Appendix C – OIT Management; Appendix D – IBM Management; and Appendix E – Grumman Employees.

Participants in the CHFS and OIT employee groups will be chosen for surveys and interviews randomly from each of nine Department for Community Based Services (DCBS) regions in the state. One percent of all CHFS workers will receive a survey questionnaire. Seventy-five percent of the OIT staff who holds the job title of Network Analyst II will receive a survey and twenty-five percent will be interviewed. Interviews will be conducted with five OIT management personnel, and will be selected by the program evaluator.  One interview will be conducted with senior IBM management personnel familiar with the Printer Maintenance Program. Individual interviews will be arranged with all Grumman technicians located in Louisville, Lexington, and Frankfort.

Evaluators’ time will be billed at the rate of $400 per day, not including expenses. Expenses include hotel bills, travel, and per diem of $30 per day. It is estimated that interviews will take four days for one evaluator. Hotel accommodations will be required for two days, at a rate of $100 per day. Two additional days will be billed for the evaluator’s time to develop survey questionnaires. Finally, the evaluator will require an additional five days to analyze data and prepare reports, for a total of ten days. Total evaluator costs amount to $4,000 plus travel and expenses of approximately $400. Research assistant’s time will be billed at a rate of $150 per day, not including expenses or travel. A research assistant will take three days to develop the sampling plan and conduct the non-response bias check procedure. The research assistant will also oversee work performed by a clerical worker assigned to the project for such tasks as sending out emails and tallying results of surveys.  The research assistant will be assigned to these tasks for three days, for a total of six days and a cost of $900. The clerical worker will be assigned to email tasks associated with sending and collecting survey data for a total of ten days. The Clerical worker’s time will be billed at the rate of $75 per day. CHFS facilities and material will be used to generate all reports in this evaluation, so no paper, duplication, or postage costs are expected. The total cost for this evaluation amounts to $6,714 and is itemized in Appendix F.

Data Collection and Reporting Results

Program implementation will be assessed using both quantifiable and qualitative means.  Quantifiable methods are available through an existing IBM database that is available to OIT and IBM personnel via a secured website. Printers that await repair are included in an area of the database called “Active Requests”. Information describing details about printers that have been repaired are maintained and searchable for a period of three months. A new Access database will be established and maintained by OIT personnel for the purpose of listing printers that have not been repaired within one week of the date the request form was filled out and submitted. The new database will identify reasons why printers are not being repaired in a timely manner. It will also allow entry of a printer serial number, already included on the service request in the IBM database. All printers that experience two service requests for the same problem within a thirty-day period will be listed in this database to determine the extent of this critical issue. In addition, surveys will accumulate quantifiable data to determine the extent of the difference in attitudes about the effectiveness of the Printer Maintenance Program.

Analysis of qualitative data is critical in the implementation phase of this evaluation in order to “’build levels of confidence’ in the evaluations ultimate conclusion” (Fitzpatrick et al., 2004, p. 361). The main method for accomplishing this is through interviews and questionnaires. Results from questionnaires sent to CHFS and OIT workers will be tallied, which will allow future measurement of CHFS and OIT worker attitudes. Interviews conducted with four stakeholder groups will allow qualitative data to be gathered by allowing open-ended responses to survey questions. This, in turn, should shed more light on questions such as whether information provided by the IBM database is sufficient, or whether Grumman receives all the information that the OIT worker enters into IBM’s database. Problems associated with this area of the evaluation surfaced during the needs assessment and consequently, the following steps will be taken.

The OIT investigative team will enter information from the IBM database into the newly established Access database. The OIT investigative team will examine the work-order entered in the IBM database by the OIT worker and insure that it has been entered correctly. If it has not been entered correctly, the investigative team should note this fact in the database and notify OIT management.

If the data has been entered in the IBM database correctly, the OIT investigator shall contact IBM and inquire as to whether the call was dispatched to Grumman. If not, the investigator should enter this information into the Access database. If IBM has sent the work-order to Grumman, the investigator should call Grumman management to determine if they received the work-order.

If Grumman has not received the work-order, the investigator should note this in the Access database and notify IBM management about the problem. If Grumman has received the work-order, they should be asked why they have not contacted the person listed as a contact. If the reason for not calling the contact person is because the phone number did not work, or the person was unavailable, the investigator should note this and call OIT management. If the Grumman technician did get in touch with the contact person and the printer is fixed, IBM should be contacted to determine why the call has not been cleared from their list of printers requiring service. If the Grumman technician did get in touch with the contact person and the printer is still broken, it shall be noted, along with the reason. Once quantifiable reasons why printers are not being repaired are listed in the Access database, solutions can be provided.

Interim reports will be generated and circulated through the use of the Management Response and Tracking Form in Appendix G. Employees will be provided with copies of this form to allow review, discussion, and comments throughout the evaluation. Final results of the evaluation shall be presented to the Director of CHFS in written and verbal reports by the evaluators at the end of the evaluation. The written report shall consist of an executive summary, an introduction to the report, a description of the Printer Maintenance Program with questions to be answered, a discussion of the methods used to perform the evaluation, and a discussion of the conclusions and recommendations. The verbal report shall consist of a presentation of the evaluation with emphasis on actions that the evaluator feels need to be addressed by CHFS, OIT, IBM, or Grumman. This will include a list of measures that can be taken to bring about program improvement. It is expected that some quantifiable improvements will be recognizable immediately, and will be reported via email memos, web-site postings, and briefings as they occur. Other improvements will only be measurable if additional questionnaires, such as the ones that appear in the Appendices, are completed. All issues will be discussed in written and verbal formats. In following the suggestions of Rothwell, Sullivan, and McLean (1995), care shall be taken to avoid data overload in the verbal presentation of evaluation results, but details will be provided in the written report.

The source of influence for this evaluation is via results-oriented use. According to Fitzpatrick et al., (2004), this is a traditional focus for evaluators. The results of information gained through conducting this evaluation will be used to ensure that printers are repaired in a timely manner and that all repairs are effective. Frustration levels of CHFS workers will be reduced as a result of printers that are returned to service in a speedy manner. Frustration levels of OIT workers will be reduced because they will have an Access database tool which will let them accurately track problems associated with any printer. These methods will ensure that proper corrective maintenance is performed in a timely manner, the service is not over-billed, and frustration levels of CHFS and OIT employees are reduced.

            It follows that if printers operate satisfactorily, attitudes of CHFS and OIT workers about the Printer Service Program will improve. Questionnaires designed to measure attitude of workers can be redistributed after the evaluation is over. Results of data gathered on future questionnaires and interviews (Appendixes A-E) may again be used to assess frustration levels of CHFS and OIT workers. Quantifiable data gathered from the existing IBM databases coupled with the newly established OIT database will record immediate and future improvements in the Printer Maintenance Program. The number of printers that remain on the Service Request list longer than one week will identify whether improvements have been made. Printers that require repetitive service calls within 30 days will also be tracked, thereby insuring that over-billing, if any is found, will be resolved.


References

Cronbach, L. J. (1982). Designing evaluations of educational and social programs. San

Francisco: Jossey-Bass.

Fitzpatrick, J. L., Sanders, J. R., & Worthen, B. R., (2004).  Program evaluation:

Alternative approaches and practical guidelines (3rd ed.). Boston: Allyn and

Bacon.

Howe, K. R. & Ashcraft, C. (2005). Deliberative democratic evaluation: Successes and

limitations of an evaluation of school choice. Teachers College Record, 107(10),

2275-2298.

Rothwelll, W. J., Sullivan, R., & McLean, R. W. (1995). Practicing organizational

development: A guide for consultants. San Diego, CA: Pfeiffer & Company.

Scriven, M. (1991).  Evaluation thesaurus (4th ed.).  Newbury Park, California: Sage

Publications, Inc.

Stake, R. E. (1975). Program evaluation, particularly responsive evaluation. (Occasional

Paper No. 5). Kalamazoo, MI: Western, Michigan University Evaluation Center.

 

 


Appendix A – Survey for CHFS Employees

 

Question

Strongly Agree

Agree

Neutral

Disagree

Strongly Disagree

Printer Availability

My printer seldom has problems.

 

 

 

 

 

My printer always has problems.

 

 

 

 

 

My printer is too far away from my workplace.

 

 

 

 

 

When my printer breaks, I have to use a printer that is much farther away.

 

 

 

 

 

Printer Capability

I need a printer that can print envelopes.

 

 

 

 

 

I have problems printing to copiers that are used for printing also.

 

 

 

 

 

Printer Repair

When my printer has problems, it is fixed quickly.

 

 

 

 

 

It sometimes takes more than a week for someone to fix my printer.

 

 

 

 

 

The state has a contract with IBM to repair printers when OIT places a service request.

 

 

 

 

 

CHFS technicians can’t fix many printing problems.

 

 

 

 

 

Other

My supervisors are responsive to my printing problems.

 

 

 

 

 

CHFS technicians are responsive to my printing problems.

 

 

 

 

 

Overall, I am satisfied with the printer I use.

 

 

 

 

 


Appendix B – Survey for OIT Employees

 

           

Question

Strongly Agree

Agree

Neutral

Disagree

Strongly Disagree

IBM Service Request Website

There are significant problems with the IBM service request website.

 

 

 

 

 

We can’t enter the model on the website.

 

 

 

 

 

There is not sufficient room to enter problem description/comments for the printers.

 

 

 

 

 

All requests for service received by IBM are dispatched to Grumman.

 

 

 

 

 

There are always several printers on the active requests list for more than one month.

 

 

 

 

 

IBM does not provide Grumman with all the information that OIT enters

 

 

 

 

 

There is no way that to tell if “active requests have been dispatched to Grumman

 

 

 

 

 

Service Related

It appears that many calls for service go unanswered.

 

 

 

 

 

Grumman is unaware that some printers require service.

 

 

 

 

 

Grumman does not have access to IBM’s “active requests” website.

 

 

 

 

 

Grumman does not leave the customer with a copy of the service ticket.

 

 

 

 

 

OIT has no effective way to track printer service calls.

 

 

 

 

 

IBM is unaware whether Grumman has received a request for service or not.

 

 

 

 

 

Billing Questions

The only way OIT can get service on printers that appear on the “active requests” list for more than two weeks is to place another call.

 

 

 

 

 

There is no way to tell IBM that we have a repeat call.

 

 

 

 

 

There is no place for the OIT tech to inquire about billing issues.

 

 

 

 

 


Appendix C – Survey for OIT Management

 

           

Question

Strongly Agree

Agree

Neutral

Disagree

Strongly Disagree

IBM Service Request Website

There are significant problems with the IBM service request website.

 

 

 

 

 

We can’t enter the model on the website.

 

 

 

 

 

There is not sufficient room to enter problem description/comments for the printers.

 

 

 

 

 

All requests for service received by IBM are dispatched to Grumman.

 

 

 

 

 

There are always several printers on the active requests list for more than one month.

 

 

 

 

 

IBM does not provide Grumman with all the information that OIT enters

 

 

 

 

 

There is no way that to tell if “active requests have been dispatched to Grumman

 

 

 

 

 

Service Related

It appears that many calls for service go unanswered.

 

 

 

 

 

Grumman is unaware that some printers require service.

 

 

 

 

 

Grumman does not have access to IBM’s “active requests” website.

 

 

 

 

 

Grumman does not leave the customer with a copy of the service ticket.

 

 

 

 

 

OIT has no effective way to track printer service calls.

 

 

 

 

 

IBM is unaware whether Grumman has received a request for service or not.

 

 

 

 

 

Billing Questions

The only way OIT can get service on printers that appear on the “active requests” list for more than two weeks is to place another call.

 

 

 

 

 

There is no way to tell IBM that we have a repeat call.

 

 

 

 

 

There is no place for the OIT tech to inquire about billing issues.

 

 

 

 

 


Appendix D – Survey for IBM Management

 

           

Question

Strongly Agree

Agree

Neutral

Disagree

Strongly Disagree

Service Request Website

The service request website works great for entering service requests.

 

 

 

 

 

If no one calls about an open service request after two months we delete them.

 

 

 

 

 

This website is not meant to be a database used for CHFS purposes other than to request service.

 

 

 

 

 

Without a valid contact name on the service request, all other information is useless.

 

 

 

 

 

Sending Grumman a Work-Order

We give Grumman all the information that the technician gives to us.

 

 

 

 

 

Once we send Grumman a work-order we assume that it is taken care of unless we hear from CHFS.

 

 

 

 

 

It is expected that the contact will give Grumman information that they need to work on a printer.

 

 

 

 

 

The problem description is part of the information the contact should provide.

 

 

 

 

 

The model number is part of the information the contact should provide.

 

 

 

 

 

Billing for Work-Orders

We do not bill for “repeat” calls.

 

 

 

 

 

We must be informed if a call is a repeat problem to ensure we do not send a bill.

 

 

 

 

 

We do not bill for a work-order unless the printer has been worked on.

 

 

 

 

 

If there are billing issues to address, CHFS must inform us what the problem is.

 

 

 

 

 

Our service reps do not leave copies of completed work-orders with CHFS.

 

 

 

 

 

We will address billing problems but CHFS has internal issues that prevent them. knowing whether we sent a bill.

 

 

 

 

 


Appendix E – Survey for Grumman Employees

 

           

Question

Strongly Agree

Agree

Neutral

Disagree

Strongly Disagree

Service Request Website

We do not get all information that is on the IBM website when we receive a work-order from IBM.

 

 

 

 

 

We do not have access to the IBM website.

 

 

 

 

 

 

 

 

 

 

 

CHFS Technicians & Contacts

CHFS is not able to give us the information about the printer problem that we need.

 

 

 

 

 

CHFS contacts can’t provide local contact names for people who use the printers.

 

 

 

 

 

Local people who use the printers know practically nothing about them.

 

 

 

 

 

Ample time was given to complete scenario.

 

 

 

 

 

 

 

 

 

 

 

IBM Work-order

The contact info IBM sends is not valid or they can’t provide information we need.

 

 

 

 

 

 

 

 

 

 

 

Billing

We do not leave copies of completed work-orders with the customer.

 

 

 

 

 


Appendix F – Total Cost for Evaluation

Evaluator ($50 per hour or $400 per day)

            Interviews (4 days)                                                                1600

            Survey development (2 days)                                              800

            Data Analysis & Report Preparation (5 days)                   2000

            Per Diem ($30 per day)                                                       120

            Travel (about 800 miles)                                                      344

            Hotel Accommodations ($100 per day)                             200

            Research Assistance ($75 per 4 hours)

                        Survey associated and clerical worker

supervision    (48 hours)                                                       900

            Clerical Worker ($75 per 8 hours)

                        Email & survey associated  (80 hours)                               750

 

            Total                                                                                                   $6714


Appendix G – Interim Report

Management Response and Tracking

Evaluation Title: __________

Evaluation Completion Date:____________

 

Key issues and Recommendations

Management Response*

Tracking**

Response

Key Actions

Timeframe

Responsible unit(s)

Status***

Comments

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

*          Unit(s) assigned to be responsible for the preparation of a management response will fill the columns under the management response section.

**        Unit(s) assigned to be responsible for the preparation of a management response will be updating the implementation status.  Assigned with an oversight function monitors and verifies the implementation status.

***      Status of Implementation: Completed, Partially Completed, Pending

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